Compliance Services

We support organizations in both building and evaluating their compliance frameworks to ensure alignment with regulatory expectations, industry best practices and ethical business conduct. Our services span the full lifecycle of compliance across regulatory compliance, anti-money laundering and anti-fraud disciplines.

Regulatory Compliance
Regulatory compliance advisory services
  • Design of comprehensive Regulatory Compliance Frameworks
  • Establishment and structuring of Compliance Functions
  • Development of Regulatory Compliance Manuals and Policies
  • Creation of a Compliance Universe tailored to the organization’s risk profile
  • Design of Compliance Monitoring Programs
  • Support in selecting and implementing GRC software (compliance modules)
  • Development of enterprise-wide compliance training plans
  • Customized workshops for Compliance Officers and business units
Regulatory Compliance Assurance Services
  • Independent assessments of compliance framework effectiveness
  • Evaluation of policy implementation and control adherence
  • Gap analysis against applicable local and international regulations
  • Review of compliance reporting, escalation, and follow-up procedures
  • Post-implementation reviews of compliance systems and processes
AML Advisory Services
  • Development of AML/CTF Programs and Governance Structures
  • Design of Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) procedures
  • Formulation of Risk-Based Approaches and Client Risk Classification Models
  • Development of Suspicious Transaction Reporting (STR) Frameworks
  • Assistance in procuring and implementing AML transaction monitoring software
  • Delivery of AML training tailored to business units and compliance staff
AML Assurance Services
  • Assessment of AML/CTF Program design and operational effectiveness
  • Review of CDD/EDD implementation and documentation standards
  • Evaluation of STR processes, decision-making, and audit trails
  • Independent testing of AML transaction monitoring systems
  • Benchmarking AML practices against FATF and regulatory expectations
Anti-Fraud Advisory Services
  • Design and development of enterprise Anti-Fraud Programs
  • Drafting of core policies (Anti-Bribery, Conflict of Interest, Insider Trading)
  • Establishment of whistleblowing programs and reporting mechanisms
  • Development of fraud awareness and prevention training modules
  • Creation of internal Fraud Investigation Manuals and protocols
Anti-fraud Assurance Services
  • Independent review of Anti-Fraud Program structure and implementation
  • Assessment of control design and effectiveness in detecting and preventing fraud
  • Evaluation of whistleblowing systems and case handling procedures
  • Testing of staff awareness and compliance with anti-fraud policies

  • Analysis of fraud response, investigation, and remediation practices