Regulatory Compliance

We assist organizations in development their regulatory compliance frameworks through the designing of the necessary procedures and systems that will enable an organization to effectively comply with applicable laws and regulations. 

Design:

This will involve the following: 

  • Development of the Regulatory Compliance Framework 
  • Establishing the organizations compliance function 
  • Recruiting the Head of Compliance 
  • Overseeing the procurement and installation of GRC Software (Focus on Compliance Module)
  • Development of the Regulatory Compliance Procedures Manual 
  • Development of Enterprise-wide compliance training plan 
  • Training workshops tailored to the compliance function and the all other departments in the organization
  • Development of Regulatory compliance Universe 
  • Development of Compliance Monitoring Program 

Assessment

As it relates to assessment, we offer a wide range of services which encompass the assessment of the following: 

  • Organizations existing regulatory compliance framework 
  • The Compliance Monitoring Program 
  • Compliance Manual 
  • Compliance Culture 
  • Compliance function 

The assessment will result in a gap analysis report that will highlight the existing design deficiencies within the organization in addition to an opinion as it relates to the effectiveness of existing compliance plans.