Advisory compliance services
We support organizations in both building and evaluating their compliance frameworks to ensure alignment with regulatory expectations, industry best practices and ethical business conduct. Our services span the full lifecycle of compliance across regulatory compliance, anti-money laundering and anti-fraud disciplines.
Regulatory Compliance
Regulatory Compliance Advisory Services
- Design of comprehensive Regulatory Compliance Frameworks
- Establishment and structuring of Compliance Functions
- Development of Regulatory Compliance Manuals and Policies
- Creation of a Compliance Universe tailored to the organization’s risk profile
- Design of Compliance Monitoring Programs
- Support in selecting and implementing GRC software (compliance modules)
- Development of enterprise-wide compliance training plans
- Customized workshops for Compliance Officers and business units
AML Advisory Services
- Development of AML/CTF Programs and Governance Structures
- Design of Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) procedures
- Formulation of Risk-Based Approaches and Client Risk Classification Models
- Development of Suspicious Transaction Reporting (STR) Frameworks
- Assistance in procuring and implementing AML transaction monitoring software
- Delivery of AML training tailored to business units and compliance staff
Anti-Fraud Advisory Services
- Design and development of enterprise Anti-Fraud Programs
- Drafting of core policies (Anti-Bribery, Conflict of Interest, Insider Trading)
- Establishment of whistleblowing programs and reporting mechanisms
- Development of fraud awareness and prevention training modules
- Creation of internal Fraud Investigation Manuals and protocols
